Two New courses for Fall 2018

Kaveh Farrokh is offering two new courses for the of Fall 2018 at the Paris-based Methodologica Universitas at the Départment de Méthodologie des Sciences Historiques.  See also the Institution’s Encyclopedic project:

Analytica Iranica: The Multidisciplinary Journal of Iranian Studies … Kaveh Farrokh is one of the Academic Advisors of this Encyclopedia project …

The first of these is the first course offered on the military history of ancient Iran or Persia:

Course HIS/CP/202: The Military History of Ancient Iran: 559 BCE-651 CE [Fall 2018, Methodologica Universitas, Départment de Méthodologie des Sciences Historiques]Click here for Registration Information

The course description for the above is as follows (HIS/SP/202):

This course examines Iran’s pre-Islamic military history with respect to political relations, wars, battles with Greece, Rome, Central Asia. These topics are examined in the Achaemenid (559-333 BCE), Parthian (250 BCE-224 CE) and Sassanian (224-651 CE) epochs. Methodology of the course utilizes scientific methodology in archival analysis (primary and secondary sources), numismatics (study of coins), archaeological analysis (analysis of equipment and technology), and statistical methodology (e.g. compiling data for analysis, factor analysis, etc.). The strengths and weaknesses (military, political and social) of each dynasty is examined up to the downfall of ancient Iran to the Arab conquests of Iran (637-651 CE). Detailed analysis is made of developments from the early Achaemenid era to the end of the Sassanian era with respect to equipment, technology, military architecture, military doctrine, and martial culture. Influences upon and from Greece, Rome, Central Asia and Eastern Europe are also examined. The course concludes with a survey of post-Islamic sources reporting of the extensive military literature pertaining to Sassanian weapons and tactics (battlefield tactics, siege craft, etc.) and its influence upon Islamic warfare.

Kaveh Farrokh meeting the late Professor Ehsan Yarshater (1920-2018) during the Honoring ceremony for the late Professor Emeritus Richard Nelson Frye (1920-2014) in the Greater San Francisco area in 2008.

The second is a comprehensive course on the History of ancient Iran or Persia, which will incorporate modern research and academic methodologies incorporating anthropology, archaeology, the study of sources, numismatics, etc:

Course HIS/CP/203: The History of Ancient Iran: 559 BCE-651 CE [Fall 2018, Methodologica Universitas, Départment de Méthodologie des Sciences Historiques]Click here for Registration Information

Three Books published in 2017-2018 on the military history of Ancient Iran or Persia (from left to right): The Armies of Ancient Persia: the Sassanians (2017; see book review by the Military History Journal in 2018); A Synopsis of Sassanian Military Organization and Combat Units (Kaveh Farrokh, Katarzyna Maksymiuk & Gholamreza Karamian, 2018); and The Siege of Amida (Kaveh Farrokh, Katarzyna Maksymiuk & Javier Sánchez-Gracia, 2018).

The course description for the above is as follows (HIS/CP/203):

Course begins with the pre Indo-European era of ancient Iran and the rise of proto-Iranian peoples and arrivals onto the Iranian plateau. Recent archaeological works and research of pre Indo-European Iran, such as the Burnt City and Elam are surveyed. This is followed by detailed historical surveys of the three epochs of ancient Iran: Achaemenids (559-333 BCE), Parthians (250 BCE-224 CE) and Sassanians (224-651 CE). Course material is integrated with methodology utilizing scientific methodology in archival analysis (primary and secondary sources), numismatics (study of coins), archaeological analysis (analysis of equipment and technology), and statistical methodology (e.g. compiling data for analysis, factor analysis, etc.). The political relations and cultural exchanges of the Achaemenid, Parthian and Sassanian dynasties with the Greco-Roman, Central Asian, Indian subcontinent, Caucasian, European and Chinese realms are examined. Each epoch is also examined with respect to developments in legal systems, societal development and the role of women, the arts, architecture, learning, medicine, technology, theology and religious philosophy, communications, shipping, commerce and the Silk Route.

[Above] Kaveh Farrokh’s second textShadows in the Desert: Ancient Persia at War-Персы: Армия великих царей-سایه‌های صحرا-” cited by the BBC-Persian service as theBest History Book of 2007(November 5, 2008), as well as the by Kayhan News Service of London (November 12, 2008). The text was nominated by the Independent Book Publishers’ Association (Benjamin Franklin Award) among the top finalists for the Best textbooks of 2008. The book has been recognized by world-class scholars such as the late Professor Emeritus Richard Nelson Frye (1920-2014), Harvard University, Dr. Geoffrey Greatrex, Department of Classics and Religious Studies, University of Ottawa, Dr. Lloyd Llewellyn-Jones, School of HistoryUniversity of Edinburgh and Dr. Patrick Hunt. The book was reviewed in the world-class academic (peer-reviewed by top Iranian Studies scholars) Iranshenasi journal in 2010: Shadows in the Desert: Ancient Persia at War, by Dr. Kaveh Farrokh. Iranshenasi, Volume XXII, No.1, Spring 2010, pp.1-5 (see document in pdf). [Below] Translations of Shadows in the Desert [A] Persian translation by Taghe Bostan Publishers (2009) [B] Persian translation by Qoqnoos Publishers (2009) [C] the original textbook (2008) and [D] Russian translation by EXMO Publishers.

Book Chapter on Parthian and Sassanian Helmets

A book chapter has been published in the academic textbook “Crowns, Hats Turbans and Helmets” by Kaveh Farrokh, Reza Karamian, Adam Kubic and M. Oshterinani (click the link below in for downloading the entire chapter):

Farrokh, K., Karamian, Gh., Kubic, A., & Oshterinani, M.T. (2017). An Examination of Parthian and Sasanian Military Helmets. In “Crowns, hats, turbans and helmets: Headgear in Iranian history volume I” (K. Maksymiuk & Gh. Karamian, Eds.), Siedlce University & Tehran Azad University, pp.121-163.

A glance at the Table of Contents section of the book reveals book chapters by world-class international expert military historians which include:

  • David Nicolle (Nottingham University, United Kingdom)
  • Ilkka Syvanne (University of Haida, Israel)
  • Mariusz Mielczarek (Polish Academy of Sciences, Łódź, Poland)
  • Svyatoslav V. Smirnov (Russian Academy of Sciences, Moscow, Russia)
  • Dan-Tudor Ionescu (Metropolitan Library of Bucharest, Romania)
  • Sergei Yu. Kainov (State Historical Museum, Moscow, Russia)

The above list is only a sample of the academic experts contributing to the recent book, as the table of contents will reveal. The book chapter by Farrokh, Karamian, Kubic and Oshterinani provides an in-depth analysis into the study of Parthian and Sassanian helmets. As noted in the Abstract (page 121):

This paper examines Iranian helmets from the 2nd century BCE Parthian era into the Sasanian era in the 3rd to 7th century CE. Analyses involve excavated helmets, and depictions of helmets on plaques, coins, bullae, metalworks and stone reliefs housed in museums, private collections and auction houses. Clay sculptures and wall paintings in Central Asia, depictions on Roman victory columns and the line drawings of Dura Europos as well as the reliefs in Iran provide additional information on Iranian headgear and helmets. Sasanian helmets appear to have utilized a rank and/or heraldry system with the possibility that helmets varied between the different regions of the Sasanian Empire (especially between the western and northeast regions). Limitations to research due to limited (especially Parthian) helmet samples are discussed with suggestions for further research”.

Sassanian Spangenhelm Helmet recovered from Nineveh in modern-day Iraq which would have been a part of Sassanian Enpire (224-651 AD) at the time. The Spangenhelm helmet was constructed by fastening metal plates together by rivets (Picture Source: Farrokh, K., Shadows in the Desert: Ancient Persia at War, Osprey Publishing, pp.223).

As averred to in the article (page 122):

The most recent discovery of a depiction of late Parthian or early Sasanian headgear was made by the 2015 archaeological expedition of Gholamreza Karamian and Meysam Delfan at Koohdasht in Lorestan, Western Iran. The team discovered a 27 x 27 cm relief panel (known to locals as Panj-e Ali or Claw of Ali) displaying a mounted cavalryman charging with a lance …”

Fig. 8. Left panel of Fīrūzābād battle of 224 CE, (photo: Iran Ministry of Foreign Affairs, 1971); Drawings and slide design: K. Farrokh, 2016, [A] Early Sassanian helmet or felt cover (?), [B] Late Parthian helmet; [C] Helmet identified as Dacian from the Trajan relief, (photo courtesy Ch. Miks; NOTE: above photo was originally shown in the conference: “Farrokh, K., Karamian, Gh., & Kubic, A. (2016). An Examination of Parthian and Sassanian Military Helmets 2nd century BCE – 7th century CE (2016). THE THIRD COLLOQUIA BALTICA-IRANICA, Nov 25-26, Siedlce University)“.

As acknowledged by the editors of the textbook Katarzya Maksymiuk & Gholamreza Karamian:

First of all, we would like to thank all contributors to this book whose insightful work we had the honour to edit. We would like to express our gratitude to everyone whose worked helped to bring this volume to press, above all our sincere thank you goes to the reviewers of the manuscript, Leonardo Gregoratti (University of Durham, United Kingdom) and parviz Talaee (Shaid Bahonar University of Kerman, Iran).

Last but not least, this undertaking would not have been possible without the abiding support of Vesta Sarkhosh Curtis (the British Museum, London, United Kingdom), Michael Richard Jackson Bonner (Toronto, Canada), Touraj Daryaee (University
of California, Irvine, USA), Erich Kettenhofen (University Trier, Germany), Eduard Khurshidian (National Academy of Sciences of Armenia, Yerevan, Armenia), Aliy Kolesnikov (Russian Academy of Sciences, St. Petersburg, Russia), Jerzy Linderski (University of North Carolina at Chapel Hill, USA), Ciro Lo Muzio (Sapienza University of Rome, Italy), Christian MIKS (the Romano-Germanic Central Museum, Mainz, Germany), Valery Nikonorov (Russian Academy of Sciences, St. Petersburg, Russia), Nicholas Sekunda (University of Gdańsk, Poland)”.

Sassanian knight at the time of Shapur II (309–379) engaging Roman troops invading Iran in 333 AD. Note the Spangenhelm helmet and suit of mail covering arms and torso. This knight resembles early Sassanian warriors in which he sports a decorative vest and a medallion strap on his chest; he also dons a Spangenhelm helmet. He has lost his lance in an earlier assault and is now thrusting his heavy broadsword using the Sassanian grip (known in the west as the ‘Italian’ grip) in the forward position for maximum penetration effect. The sword handle is based on that depicted for one of Shapur I’s swords (British Museum B.M.124091); the sheath is based on the Bishapur depictions. His sword tactic is meant for shock and short engagements; he will then retire and discharge missiles. The bow and missiles in the left hand will be deployed as the knight redeploys at least 20 meters away. The quiver is modelled on that of King Pirooz (New York Metropolitan Museum Inv.34.33) (Picture Source: Farrokh, K., Elite Sassanian Cavalry-اسواران ساسانی-, Osprey Publishing, 2005, Plate D, pp.61).

The concluding section of this Book Chapter begins as follows (page 138):

This study leads us to the conclusion that the Sasanian military constructed several types of helmets from the known early 3rd century CE ridge helmet (2-piece) to the later multi-segment systems of the 5th to 7th centuries CE housed in European and US museums and auction houses. Examination of the iconography of Sasanian sites leads to questions as to whether other types of helmets, such as the earlier Parthian-Seleucid types, had been built as well. Another complicating factor is the restraint required when interpreting the function of helmets as displayed in iconography, as it cannot be ascertained if these were ceremonial or functional (for battle).”

Dura Europos: Its’ Archaeology & History

The article “Dura Europos: Its’ Archaeology & History” by Pierre Leriche was originally published in the CAIS venue hosted by Shapour Suren-Pahlav in London.



Dura Europos ruined city on the right bank of the Euphrates between Antioch and Seleucia on the Tigris, founded in 303 B.C.E. by Nicanor, a general of Seleucus I. It flourished under Parthian rule. The site is in modern Syria, on a plateau protected on the east by a citadel built on bluffs overlooking the river, on the north and south by wadis, and on the west by a strong rampart with powerful defensive towers. Its military function of the Greek period was abandoned under the Parthians, but at that time it was the administrative and economic center of the plain extending 100 km between the confluence of the Khâbûr and Euphrates rivers and the Abû Kamâl gorge to the south.


Initial archeological exploration of the city took place in 1920-22, under the direction of Franz Cumont and the sponsorship of the Academie des Inscriptions et Belles-Lettres in Paris. From 1929 to 1937 Yale University and the Acade‚mie sponsored excavations under the initiative of M. I. Rostovtzeff, who published Dura-Europos and Its Art, a synthesis of the history of the town and of its civilization, formed from Greek, Semitic, and Iranian components. This work has served as the basis for all subsequent studies of the site. In fact, however, understanding of Dura Europos depended mainly on written materials (parchments, papyri, inscriptions, and grafitti; see ii, below), paintings, tombs, and portable objects (e.g., coins, bronzes, and lamps) from the excavations, and very little attention has been paid to the architectural remains. Although nearly a third of the town has been excavated, a large number of buildings have been published only summarily or not at all. It therefore became necessary to resume the work of publication, and for this reason the Mission Franco-Syrienne de Doura-Europos was formed in 1986 under the joint direction of the author and Assad Al-Mahmoud; the major objectives are to reexamine the archeological data, to make available the entire mass of documentation from previous excavations, as well as to save the monuments from destruction.

Fresco at Dura Europos (Source: CAIS).

Dura Europos was brought into the Iranian cultural sphere after the Parthian conquest in about 113 B.C.E. (Bellinger; Welles). This domination lasted three centuries, interrupted by a Roman occupation in 115-17 C.E., during Trajan’s expedition to Ctesiphon (q.v.). In 165 Dura was conquered by Avidius Cassius and became a stronghold in the Roman defensive system along the eastern frontier of the empire. Nevertheless, despite an impressive effort to reinforce its defenses, the town was unable to withstand the great offensive launched by the Sasanian Šâpûr I (240-70) in 256; it was taken after a bitter siege, and the population was deported, thus putting an end to the town’s existence.

The Parthian period

According to recent discoveries, Dura Europos, originally a fortress, was constituted as a city only in the late Hellenistic period and had been only sparsely populated throughout the Greek period. It was under the Parthians, however, that the city assumed its essential aspect, as revealed by the excavations, a configuration only partly modified by the Roman occupation, except for transformation of the northern sector into a Roman camp. Recent work by the Mission Franco-Syrienne has permitted some refinement of this picture; certain buildings that had formerly been attributed to the Parthians can now be dated to the Hellenistic period. For example, according to Armin von Gerkan, the cut-stone fortifications of Dura Europos had been built by the Parthians, fearful that the Greek wall of unbaked bricks would be insufficient against a Roman attack. Only the northern section of the original western wall survived, which he took as proof that the project had been rendered unnecessary by the peace concluded between the Parthians and Augustus in 20 B.C.E. (pp. 4-51). This conclusion was based more on probabilities extrapolated from the reports of ancient historians than on archeological discoveries and has been contradicted by the results of recent soundings and clearing of earlier trenches. It is now clear that it was the Greeks themselves who built the stone fortifications, in the second half of the 2nd century B.C.E., and that the use of mud bricks resulted from the imminent threat from the Parthians, which forced the builders to finish the wall with more easily obtained material (Leriche and Mahmoud, l990). Similarly, the reconstruction of the palace of the strategus (the redoubt palace; Figure 30/24) and its extension to the north, as well as construction of the second palace in the citadel, which shows a number of similarities, had been attributed to the Parthian period, but recent excavations in the interior and at the base of the facade of the former building have revealed that it belongs to the 2nd century B.C.E., that is, the Greek period. In a recent study Susan Downey (1988) has also called into question the restoration of one palace with an ayvân (q.v.), which was suggested in the Yale publications and would imply a Parthian construction.

Mithraic temple at Dura Europos (Source: CAIS).

The Parthian period thus appears to have been primarily a phase of expansion at Dura Europos, an expansion favored by abandonment of the town’s military function. All the space enclosed by the walls gradually became occupied, and the installation of new inhabitants with Semitic and Iranian names alongside descendants of the original Macedonian colonists contributed to an increase in the population (Welles et al.). In his celebrated Caravan Cities Rostovtzeff had argued that this prosperity could have resulted from the town’s position as a trading center and caravan halt, but this hypothesis has been abandoned, for nothing uncovered by the excavations has confirmed it. Instead, Dura Europos owed its development to its role as a regional capital, amply illustrated by the contents of inscriptions, parchments, and papyri.

In the Parthian period Greek institutions remained in place (Arnaud), and the property-zoning scheme established in the Hellenistic period was respected in new construction; that is, buildings were kept within the limits of pre-existing blocks 35 x 70 m laid out uniformly over the entire surface of the plateau, even to a large extent in the interior wadis. The only exceptions were the quarter of the town southeast of the citadel, which had apparently already been occupied before the division into lots, and a sector of the agora that had been invaded by domestic buildings. The ramparts were neglected: Domestic trash accumulated along the periphery, finally forming a mass so thick that it prevented access to certain towers on the western wall.

The architecture of the Parthian period was characterized by a progressive evolution of Greek concepts toward new formulas in which regional traditions, particularly those derived from Babylonia, played an increasing role. These innovations affected both religious and domestic buildings. No secular public building is known to have been built during the Parthian period, with the possible exception of a bath constructed of cut stone in the northeast sector of the town. The evolved Parthian forms generally persisted into the Roman period, except for buildings in the Roman camp in the northern third of the town, for example, the palace of the Dux Ripae and the praetorium.

Depiction of Iranian god Mithras slaying the sacred bull (Source: CAIS).

The architecture of private dwellings varied in detail according to the wealth of the owner. The systematic layout of the Greek city, in which each house was supposed to cover one-eighth of a block (ca. 300 m2), was abandoned or modified through subdivision and consolidation resulting from sales or inheritance (Saliou). The smallest houses covered one quarter or even less of a Greek lot, whereas other, more luxurious examples might cover up to half a block. But the organizing principle of the house remained fundamentally the same: The street door, often situated at a corner of the house, opened onto a corridor leading into a central courtyard, which provided access and light to the various rooms of the house. The principal room, the andro‚n, was usually situated on the south side, opening to the north, and was surrounded on all four walls by a masonry bench; it served as a reception room (Allara). Some houses incorporated columns, but gabled roofs disappeared in favor of terraces, rooms became irregular in shape, and several houses had second stories.

Religious architecture underwent a comparable evolution, traceable through numerous excavated buildings: the temples of Artemis Nanaïa II and Zeus Megistos II, the necropolis temple, and the temples of Artemis Azzanathkona, Zeus Kyrios, Atargatis, Bel, Aphlad, Zeus Theos, Gad, and Adonis. This architecture diverged more and more from the hypothetical Greek model, if in fact such a model had ever been introduced at Dura Europos (Downey, 1988, p. 176). All the temples of the Parthian period have the same basic plan, with variations in detail. A generally square temenos is enclosed by a blank wall; the naos stands at the back of the interior courtyard facing the entrance. Against the interior face of the enclosure wall are a series of rooms for service or secondary cults, usually built by donors. When the naos is set against the back wall of the temenos, a narrow space is left between them to provide a separation of the cella from the exterior world. The building is small, usually square in plan, and raised on a podium of two or three steps, with one or more altars in front. The interior is divided in two: the pronaos, which occupies the full width of the building and is sometimes furnished with tiers of benches on either side of the entrance, and the cella, usually flanked by two chapels or lateral sacristies. The cult image on the wall opposite the entrance, either mounted on a pedestal or painted directly on the surface. All that remains from the Greek tradition is the occasional presence of a columned facade in front of the temple or porticoes along the sides of the courtyard, as at the temple of Bel.

The undermined defenses at Tower 19 (background), where many of the finest military artefacts were preserved (Source: CAIS).

It is thus clear that at Dura Europos entirely original architectural formulas were perfected during the Parthian period, in both religious and domestic constructions; the Babylonian element predominated, though with a certain Greek dressing, but no unequivocal Iranian influence appears. The formula for religious buildings was followed in all temples, whatever the form of worship to which they were consecrated, Greek or Semitic.

The only Iranian cult known at Dura Europos was that of Mithra, which paradoxically had been introduced into the city by Roman troops in 168. The mithraeum, located near the western wall in the Roman camp (Figure 307), belongs to the type dedicated to the cult throughout the Roman world and has no features in common with the other religious buildings at Dura Europos, except that it stands on a podium. It appears to have been a single room of modest dimensions with a bench on each of the longer sides; above the central aisle there was a raised ceiling with a clerestory. At the end of the room was a niche containing two cultic bas-reliefs with an altar before them. The entire surface of the room was covered with painted decoration: scenes from the life of Mithra, representations of magi and the zodiac around the bas-reliefs in the niche, and mounted hunting scenes on the side walls.

Although Iranian influence is difficult to find in the architecture of Dura Europos, in figurative art it is much more pronounced. In fact, owing to landfill that preserved religious buildings along the western wall (see below), Dura has provided the main evidence of a decorative art that seems to have developed in Parthian domains, reflecting a synthesis of the traditions of the ancient Near East (linear drawing, two-dimensional forms, stiff poses) and the Hellenic world (the use of architectural decoration and friezes, types of dress). Furthermore, in religious settings, those most fully represented, the principle of “Parthian frontality” prevailed. This convention, according to which all figures, human or divine, face directly forward, with eyes fixed on the spectator, made its appearance at Dura very early, in the oldest painting, of the sacrifice of Conon, in the temple of Bel (probably 1st century C.E.; Figure 30/8). It persisted until the destruction of the city, as attested in the frescoes of the synagogue, dating from 245 (Figure 30/5). It was equally apparent in sculpture and terra-cottas (except for a statue of Artemis with the tortoise, which comes from a Hellenistic center) and, for example, in two reliefs of the Gads of Dura and Palmyra. On the other hand, in frequent narrative scenes of combat and hunting on horseback, like those in the mithraeum (Figure 30/7), the horses and wild beasts are portrayed in a flying gallop, a characteristic that was to be developed in Sasanian art.

The Siege of Dura Europos

The Sasanian siege of Dura Europos in 256 brought an end to the town’s existence and immobilized Šâpûr’s army for several months. The determined resistance put up by the inhabitants forced the assailants to adopt various siege tactics, which eventually resulted in conquest of the city; the defensive system, the mines, and the assault ramp were left in place after the deportation of the population, which permits modern investigators to gain an exact idea of the military techniques of the Sasanians and the Romans in the mid-3rd century.

A Sasanian helmet from the siege mines beneath Tower 19, Dura-Europos. It is a rare find of Sasanian military archaeology, and also clearly a prototype for Roman helmets of the 3rd century CE (Source: CAIS).

It is not known where the Sasanians located their camp, but traces of their operations against the city wall still survive (du Mesnil du Buisson). To guard against the attack, which was clearly expected from the time that the Sasanian empire was established, the Romans had heightened and reinforced the external faces of the western and northern ramparts by masking them with thick layers of fill covered by a mud-brick glacis and thus burying the buildings along the inside of the wall. The Persians undermined towers 19 and 14 (Figure 30) on the western wall in order to bring them down, but, owing to the filling and the glacis, the towers were not really destroyed. At the southeast corner of the town they built an assault ramp 40 m long and 10 m high against the wall to permit troops to enter; it consisted of a mass of fill packed between two walls of brick and paved with baked bricks, which made it possible to move a siege machine close to the wall. Two tunnels, each wide enough to permit several men to advance abreast, were dug near the body of the ramp. There is no surviving textual description of the siege of Dura Europos, but Ammianus Marcellinus’ account of the siege of Amida (q.v.) a century later, in which the same techniques were used, permits reconstruction of the operations at Dura; the main siege weapons were catapults, movable towers, and even elephants. Clearly the Sasanian armies had a sophisticated knowledge of siege techniques.

The discovery of the body of a Sasanian soldier in one of the trenches has also yielded precious information. He was equipped with a coat of mail, a sword ornamented with a jade disk of Central Asian type, and an iron helmet (left figure) made in two halves with an iron crest running vertically down the center of the front, of clearly Mesopotamian and Iranian origin. This type of helmet served as a model for those adopted in the Roman empire in the 3rd century (James).

The chronology of the siege operations has given rise to a debate that is still far from having been resolved. The discovery of Pahlavi inscriptions on the frescoes of the synagogue does not prove that the town had first been occupied by the Sasanians during a campaign in 253, three years before the final siege. It is also improbable that a house near the triumphal arch on the main street, in which there was a fresco of Sasanian type showing a fight between cavalrymen, belongs to this putative first occupation. It seems now that this fresco, several ostraca in Pahlavi found in the palace of the Dux Ripae (Figure 30/13), and the tombs discovered in the town and along the river resulted from temporary installation of a small Persian detachment in the town after the victory of 256 (MacDonald; Leriche and Al Mahmoud, 1994).


he results of the French-Syrian campaigns have been published in P. Leriche, ed., Doura-Europos. Études I-III (DEE), published in Syria, 1986, 1988, 1992. The fourth volume is forthcoming in the series Bibliotheàque Arche‚o-logique et Historique, Beirut.

A. Allara, “Les maisons de Doura-Europos. Questions de typologie,” in DEE I, pp. 39-60.
P. Arnaud, “Doura-Europos. Microcosme grec ou rouage de l’administration arsacide?” in DEE I, pp. 135-55.

A. R. Bellinger, “The Evidence of the Coins,” Berytus 9, 1948, pp. 51-67.
A. Bounni, “Un nouveau bas-relief palmyrênien de Doura-Europos,” Comptes Rendus de l’Acade‚mie des Inscriptions et Belles-Lettres, 1994, pp. 11-18.

F. Cumont, Fouilles de Doura-Europos (1922-1926), Paris, 1926. S. B. Downey, “The Citadel Palace at Dura-Europos,” in DEE I, pp. 28-37.
Idem, Mesopotamian Religious Architecture. Alexander through the Parthians, Princeton, N.J., 1988.
A. von Gerkan, “The Fortifications,” in M. I. Rostovtzeff, ed., The Excavations at Dura-Europos. Preliminary Reports VII-VIII, New Haven, Conn., 1939, pp. 4-61.

R. Ghirshman, Iran. Parthians and Sasanians, tr. S. Gilbert and J. Emmons, London, 1962 (for illustrations).
C. Hopkins, The Discovery of Dura-Europos, New Haven, Conn., 1979 (with an almost complete bibliography on the site up to that time).
S. James, “Evidence from Dura Europos for the Origins of Late Roman Helmets,” in DEE I, pp. 107-34.
P. Leriche, “Chronologie du rempart de briques crues,” in DEE I, pp. 61-82. Idem, “Techniques de guerre sassanides et romaines aà Doura-Europos,” in F. Vallet and M. Kazanski eds., L’arme‚e romaine et les Barbares du IIIe au VIIIe sieàcle, Paris, 1993, pp. 83-100.
Idem and A. Al Mahmoud, “Bilan des campagnes de 1986 et 1987 de la mission franco-syrienne aà Doura-Europos,” in DEE II, 1988, pp. 3-24.
Idem, “Bilan des campagnes de 1989 et 1990 à Doura-Europos,” in DEE III, pp. 3-28.
Idem, “Doura-Europos. Bilan des recherches re‚centes,” Comptes- Rendus de l’Acade‚mie des Inscriptions et Belles-Lettres, 1994, pp. 395-420.
D. MacDonald, “Dating the Fall of Dura-Europos,” Historia 35, 1986, pp. 45-68.
S. Matheson, Dura Europos, New Haven, Conn., 1982.
R. du Mesnil du Buisson, “Les ouvrages du sieàge de Doura- Europos,” Me‚moires de la Socie‚te‚ nationale des antiquaires de France 81, 1944, pp. 5-60.
A. Perkins, The Art of Dura-Europos. Oxford, 1973.
M. I. Rostovtzeff, ed., The Excavations at Dura-Europos. Preliminary Reports, 9 vols., New Haven, Conn., 1929-52.
Idem, Caravan Cities, Oxford, 1932.
Idem, “Dura and the Problem of Parthian Art,” Yale Classical Studies 5, 1935, pp. 157-304.
Idem, Dura-Europos and Its Art, Oxford, 1938.
Idem, and A. Perkins, eds., The Excavations at Dura-Europos. Final Reports,, 11 vols., New Haven, Conn., 1943-77.
C. Saliou, “Les quatre fils de Pole‚mocrateàs,” in DEE III, Paris, 1990, pp. 65-100.
D. Schlumberger, L’Orient helle‚nise‚, Paris, 1970.
C. B. Welles, “The Chronology of Dura-Europos,” Eos 48, 1957, pp. 467-74.
Idem, The Parchments and Papyri, The Excavations at Dura-Europos. Final Report 5/1. New Haven, Conn., 1959.

Giusto Traina: Carrhes-Anatomie d’une Défaite (Carrhae-Anatomy of a Defeat)

Italian historian and professor Dr. Giusto Traina has written a seminal academic textbook entitled:

Carrhes-Anatomie d’une Défaite: Quand L’Orient humilia Rome (Carrhae-Anatomy of a Defeat: When the Orient humiliates Rome)

This book was published September 15th 2011 by Les Belles Lettres (first published 2010); the Preface of the book by Giovanni Brizzi.

For more regarding the textbook and means of obtaining this, consult the Les Belles lettres website here …

Dr. Giusto Traina is a professor of Roman history at Sorbonne University in Paris. Dr. Traina is also a senior member of the Institut Universitaire de France. His academic profile also includes authorship of  numerous books and articles.

Dr. Giusto Traina brings to life one of the most important battles in the military history of antiquity, one which marks the beginning of incessant warfare between Rome and Iran. In an alert and exciting narrative, Dr. Traina describes how Rome was blocked by the Parthian army whose competence, power and above all its ability in resisting the formidable military machine of Rome had been greatly underestimated.

In was in the Plains of Carrhae (modern Harran) on June 9, 53 BC, where an all-cavalry Parthian force barred the fifty thousand Roman army led by General Marcus Licinius Crassus to conquer the rival empire of the Parthians. Overwhelmed by the arrows of the Parthians, the Romans were reduced to military impotence: more than half of the legionaries were killed, with many others  captured and deported. The Romans were also subjected to the dishonor of having the Parthians seize their military insignia and place these in their Mithraic temples. It would take many years for Rome to erase the consequences of this defeat.

Parthian Horse archers engage the Roman legions of Marcus Lucinius Crassus at Carrhae in 53 BCE. Unlike the Achamenid-Greek wars where Achaemenid arrows were unable to penetrate Hellenic shields and armor, Parthian archery was now able to penetrate the armor and shields of their Roman opponents (Picture Source: Antony Karasulas & Angus McBride).

General Marcus Licinius Crassus, the same man who eighteen years earlier had defeated Spartacus and his six thousand rebellious slaves and gladiators, was to make his final mark with his death at Parthian hands at Carrhae.

Reconstruction by Peter Wilcox and the late historical artist, Angus McBride of Parthian armored knights as they would have appeared in 54 BCE (Picture Source: Osprey Publishing).

Carrhae halted Rome’s seemingly unstoppable conquest of the Classical world. Rome had learned that the Parthian Spada (army) of Persia was more than capable of blocking the Romans from expanding eastwards to India and China.

Javier Sánchez Gracia: Roma y Persia Frente a Frente (Rome and Persia Face to Face)

Dr. Javier Sánchez Gracia has written the first ever book in Spanish on the conflicts between Rome and Persia:

Imperios de las Arenas: Roma y Persia Frente a Frente (Empires at the sand: Rome and Persia Face to Face). Readers can obtain a copy by visiting this link here …

Dr. Gracia has a degree in Classical Philology from the University of Zaragoza (Spain) and is a doctor of Sciences of Antiquity from the same university. He has participated in several congresses of Classical Philology in Spain and published scientific papers and articles. His research topics are the Roman historian Ammianus Marcellinus; the history of pre-Islamic Persia, and the image of Persia among classical Greco-Roman authors. In this endeavor, Dr. Gracia has also recently co-authored an article with Kaveh Farrokh in the Persian Heritage Journal entitled:

Farrokh, K., & Gracia, J.S. (2017). The “Clash of Civilizations” paradigm and the portrayal of the “Other”. Persian Heritage, 85, pp.12-14.

Dr. Javier Sánchez Gracia of the University of Zaragoza (seated) during the book signing of his recent text “Imperios de las Arenas: Roma y Persia Frente a Frente” (Empires at the sand: Rome and Persia Face to Face). The book signing above occurred during the “Feria del Libro de Zaragoza” book fair in Zaragoza, Spain on April 23, 2017. Standing next to Dr. Gracia is his friend and colleague Dr. Manuel Ferrando, also an accomplished historian from the University of Zaragoza, Spain.

Dr. Gracia’s book consists of the following chapters:

  • The Seleucid Empire
  • The Roman Republican Army
  • The Parthian Empire
  • Mithridates
  • The Battle of Carrhae
  • Marcus Antonius
  • The Parthians: from Carrhae to the Sassanian uprising
  • The Sassanian Empire: Rome vs Ctesiphon

Although Gracia’s textbook has a military focus, the rest of the subjects in his work also provide detailed analyses on the political and religious life of both empires. We are provided with exhaustive notes on the religion and the politics of the Parthians and Sassanians, even as the book focuses on an academic military analysis of the Romano-Persian conflicts, with particular attention paid to the structure of the armies of the ancient superpower rivals.

The book has done an excellent work in avoiding the pitfalls of (all too familiar) stereotyping and value judgements. This has resulted in Dr. Gracia’s objective analysis of each empire. Interestingly, Dr. Gracia also works to point out the contradictions, errors and falsehoods created by Greco-Roman authors. For this reason, Gracia has not just relied on classic scholarship (e.g. Polybius, Plutarchus, Tacitus, Ammianus…) but also on archaeology and modern historians.

Gracia’s central chapter is the battle of Carrhae, because it is a turning point for Roman expansionism and, with the defeat of Crassus, the political “propaganda” against Persia takes strength.

Parthian Horse archers engage the Roman legions of Marcus Lucinius Crassus at Carrhae in 53 BCE. Unlike the Achamenid-Greek wars where Achaemenid arrows were unable to penetrate Hellenic shields and armor, Parthian archery was now able to penetrate the armor and shields of their Roman opponents (Picture Source: Antony Karasulas & Angus McBride).

After examining the fall of the Parthians and the rise of the Sassanians, the book dedicates its last two chapters to Sassanian Persia. In one of these chapters, the history, politics and economy of Sassanian Persia, the primary “enemy” of Rome, is examined in academic detail. Gracia’s final chapter focuses on the struggles between the Romans and Sassanians, until the death of Julian “The apostate” in his failed invasion of Persia in 363 CE.

Emperor Julian is killed during his failed invasion of Sassanian Persia in June 26, 363 CE. Above is a recreation of Sassanian Persia’s elite cavalry, the Savaran, as they would have appeared during Julian’s failed invasion. Note the heavily armored Sassanian elite guardsman (Pushtighban) whose lance has pierced a Roman infantryman. Further right is a Savaran officer whose sword is drawn in what is now known as the “Italian grip” but Sassanian in origin. To the far right can be seen a Zoroastrian or Mithraist Magus brandishing a Sassanian era symbol. Also of interest are the armored elephants in the background. Armored elephants were especially prized as their cabs afforded very high elevation over the battlefield, which was ideal for Sassanian archery (Picture source: Farrokh, Plate D, Elite Sassanian cavalry, 2005).

In summary, Gracia’s book is the first Spanish language academic textbook on the military history of the Romans and Partho-Sassanians. As with a new generation of Western historians, Gracia avoids classical prejudices and clichés to arrive at a balanced and objective standard of scholarship. This sets a new approach in the study of the history of the ancient world beyond Rome: the realm of pre-Islamic Persia.