The Sarmatian Connection: Stories of the Arthurian Cycle and Legends and Miracles of Ladislas, King and Saint

The article “The Sarmatian Connection: Stories of the Arthurian Cycle and Legends and Miracles of Ladislas, King and Saint” reproduced below is by János Makkay of the [Department of Archaeology, University of Pecs, in Hungary] (1996). This originally appeared in:

The New Hungarian Quarterly, Volume 37, no. 144, Winter 1996, pp. 113-125.

Note that the article below has printed the major portions of the article and not its entirity. Interested readers are referred to the New Hungarian Quarterly for more information.

Kindly note that none of the images and accompanying descriptions have appeared in the original article and/or any other previous postings of this article.

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Under the Emperor Marcus Aurelius (161-180) the Roman Army campaigned for eight years in Pannonia Barbarica (i.e., in the central and northern parts of the Carpathian Basin, north and east of the Roman limes along the Danube) against the Quadi, a German tribe, and Sarmatians and Alans, Iranian speaking barbarians who came from east of the Carpathians, from the south Russian steppe and from the Lower Danube Plains near the Black Sea. After hard but victorious battles, 5,500 Sarmatian/Alanian heavy cavalry (called cataphractarii, i.e. clothed fully in scale armour) consisting of prisoners taken in war were posted to Britain in 175. Marcus Aurelius sent these warriors to Britannia not only to keep them out of trouble in Pannonia Barbarica but also to deploy them beyond Hadrian’s Wall.2 These Sarmatians are known to have been stationed in permanent camps outside the Roman forts at Ribchester in Lancashire, Chester, and elsewhere. The Sarmatian enclaves – especially the one at Ribchester, a Lancashire site known in ancient times as Bremetennacum veteranorum – survived until the end of the Roman era in the late 4th century A.D.

Fig. 1. Roman tombstone from Chester (housed at Grosvenor Museum, item #: 8394907246), UK depicting Sarmatian horseman attired like other kindred Iranian  peoples such as the Parthians and Sassanians  (Source: Carole Raddato, uploaded by Marcus Cyron in Public Domain).

The tombstone fragments of a Sarmatian/Alanian standard bearer were found at Chester (Deva) in 1890. This is unique evidence of the presence of heavily armoured Sarmatian cavalry from the earliest third century A.D. The two fragments of the tombstone (now in the Grosvenor Museum in Chester) show a horseman wearing a cloak and turning to the right. He holds aloft, with both hands, a dragon standard of the Sarmatian/Alanian type, and his conical helmet, with a vertical metal frame, is of the same pattern. A sword hangs at his right. Both man and horse are shown clad in tightly fitting scale armour. This attire for man and mount was characteristic of Sarmatian/Alanian heavy cavalry.

Fig. 2. Russian reconstruction of King Arthur and his Sarmatian cavalry (Source: Our Russia); note Iranian dragon standards of the cavalrymen also seen in the armies of the parthians and Sassanians.

he original dragon standard shown on the tombstone had a metal head and a cloth body designed like a windsock so that the animal appeared to come alive in the wind. It has been suggested that these standards may have indicated the position of the given Iranian troops and their command posts during the battle and also the wind direction for the Sarmatian/Alanian archers. The best description of this characteristic Iranian tactic and symbolism is in the Tactica of Arrian of Bithynia (2nd century A.D.) who defeated the Alanian invasion of 134. He must have had exact knowledge of how the Iranian peoples conducted themselves in war.3 We know that the military symbol of the kings of the Parthians (as for instance of Mithridates I. in 139 B.C.) was a dragon standard made of textile or leather.4 There is no indication, however of the use of similar standards in Achaemenid times.

The closed society of Sarmatian cataphractarii in Britain was able to maintain its ethnic features during the Late Roman period and afterwards. One reason is that their troops, called cuneus Sarmatorum, equitum Sarmatorum Bremetennacensium Gordianorum were not part of any military organization in active service. Consequently, after the withdrawal of the Roman army, they continued to live on their accustomed sites (Chester, Ribchester, etc.). They were still called Sarmatians after 250 years. A semihistoric Arthur lived about A.D. 500. He was very probably a descendant of those Alan horsemen, a battle leader of the Romanized Celts and Britons against the Anglo-Saxons, who invaded Britain after the Roman army had withdrawn. Arthur and his military leaders could therefore manage to train the natives as armoured horseman after Iranian patterns against the attacks of Angles and Saxons fighting on feet until their victory at Badon Hill.

Fig. 3. Parthian standard bearer with Draco standard (Source: Farrokh, page 130, Shadows in the Desert: Ancient Persia at War-Персы: Армия великих царей-سایه‌های صحرا– this drawing originally appeared by Zoka in the 2,500 Year Celebrations of the Persian Empire in 1971).

Geoffrey of Monmouth’s Historia Regum Britanniae contains detailed accounts of the traditional Roman military tactics used by the army of Arthur in his legendary wars against the Romans.5 He also mentions the dragon standard of the Arthurian army which was set up at a suitable and easily defensible place to show exhausted and wounded warriors where they could find drinking water and have their wounds dressed.6 His own golden helmet was decorated with a dragon, probably the same dragon which appeared to him in a dream while crossing the Channel. Sir Thomas Malory recounted the story as follows:

And as the kyng laye in his caban in the shyp, he fyll in a slomerynge and dremed a merueyllous dreme. Hym semed that a dredeful dragon dyd drowne moche of his peple, and he cam fleynge oute of the West, and his hede was enameled with asure, and his sholders shone as gold, his bely lyke maylles of a merueyllous hewe, his taylle ful of tatters, his feet ful of fyne sable, and his clawes lyke fine gold, and an hydous flamme of fyre flewe oute of his mouthe, lyke as the londe and water had flammed all of fyre.7
What Geoffrey of Monmouth and Malory describe is the peculiar features and use of the military dragon standard by the Iranian peoples and, later, by the Roman army. According to Ammianus Marcellinus, on the triumphal procession of Constantius II in Rome in 357 the Emperor sat alone upon a golden chariot “… and was surrounded by dragons, woven out of purple thread and bound to the golden and jewelled tops of spears, with wide mouths open to the breeze and hence hissing as if roused by anger, and leaving their tails winding in the wind.”8

The dragon standard on the Chester tombstone (a metal head and a cloth body) closely corresponds to two unique archaeological finds, both made of metal and representing the heads of dragon standards. One of them is of bronze and was found in the canabae area of the Roman castellum at Niederbieber, Nordrhein-Westfalen. It dates from the first part of the 3rd century A.D. It has a length of 30 cm, is gilded on its upper part while the lower part is silvered (see the description in Malory). It shows an open-mouthed dragon head with sharp teeth and has a widening rim at its back end with perforations for fastening textile stripes, while a wide vertical perforation across the body served to fit the head to the top of a spear, lance or simple pole.

A depiction of Geoffrey of Monmouth’s Historia Regum Britanniae and Sir Thomas Mallory’s Le Morte d”Arthur. Note the windsock carried by the horseman (Farrokh, page 171, Shadows in the Desert: Ancient Persia at War-Персы: Армия великих царей-سایه‌های صحرا) – this item was bought from the wider Iranian realm (Persia, Sarmatians, etc.) into Europe by the Iranian-speaking Alans. The inset depicts a reconstruction of a 3rd century AD Partho-Sassanian banner by Peter Wilcox (1986).

The other piece is in the Hermitage in St Petersburg. It is made of silver and comes from the Government of Perm in Russia. This Sassanian piece of the 7th century A.D. shows a dragon-like head of hybrid (dog- or wolf-shaped) character with an open mouth and chased embossé decoration. It also has a vertical perforation for a pole.9

These two pieces in fact have a third parallel. It is a gold dragon standard head found in the Sargetia valley, Transylvania, around 1543, which once belonged to the royal treasures of the Dacian king Decebalus and was hidden in the early autumn of 106 A.D., at the end of Trajan’s second Dacian war.10 Descriptions of the circumstances under which the discovery was made by Trajan in A.D. 106 and then in 1543 of these large treasure troves reveal many details of a belief in a dragon-guardian – as the Beowulf calls it: hordweard.

Recently, in a series of publications, Helmut Nickel and C. Scott Littleton argued that the roots of the legends of King Arthur and the Knights of the Round Table, as well as those concerned with the Holy Grail, are not to be found in the indigenous Celtic traditions of the British Isles, as most Arthurian scholars hold, but rather in a “Scythian tradition”12 that seems to have originated from the religious beliefs of Iranian Sarmatians/Alans of the Hungarian Plain of the 2nd century A.D.

Fig. 5. Sarmatian armour discovered near Hadrian’s Wall in England (Source: Periklisdeligiannis); this most likely belonged to an Iranian-speaking Alan or related Ia-zyges cavalrymen serving as mercenaries in the Roman army in Britain. 

These beliefs centre around the divine sword, the sacred cup of heavenly splendour, the dragon standard as military symbol, and early literary traditions connected with them. The resemblances are not limited to mythology. In some cases artefacts (as for example scale armour and standards) or representations, strongly related to mythological-religious matters were also similar. Now, our whole story starts with such one material connection, with the golden serpentine dragon symbol of the Dacians.

The most intriguing parallel of the triple combination of dragon standards, heavy Iranian cavalry and scale armour appears in recently excavated finds in Uzbekistan. In the cemetery of Orlat two bone plates were discovered in kurgan grave 2, measuring 13,5 x 10,5 cms.13 They are decorated with finely engraved motifs, and one of them represents eight heavily armed men in individual combat. Five are horsemen while three are fighting on foot. Their weapons are swords, long spears, bows and in one case, a battle axe. All of them wear scale armour. One of the horsemen with a very long spear holds a dragon standard which closely resembles the lower (textile) part of the above discussed standards in every detail (see Fig. 6). The plate dates from between the 2nd century B.C. and the end of the 1st century A.D., and the warriors can be identified as Central Asian Alans.

Fig. 6. Sassanian court of Khosrow II and his queen Shirin (Source: Farrokh, Plate F, p.62, -اسواران ساسانی- Elite Sassanian cavalry, 2005); note the monarch who sits with his ceremonial broadsword. The Sarmatians shared the culture and martial traditions of their Iranian kin, the Parthians and the Sassanians.

A gold plaque of Iranian character from the Siberian collection of Peter the Great dated around 300 B.C. (See Fig. 8.)27 shows a woman seated under a tree, holding a

sleeping man’s head in her lap, and a pair of horses, held by a groom, standing by. The weapons of the warrior, bow and quiver, hang in the branches of a tree. It is not difficult to recognize the scene of Walther’s sleep before the fight in the representation on the plaque.

Fig. 7. Scythians on the steppes of the ancient Ukraine. Scholars are virtually unanimous that the Scythians were an Iranian people related to the Medes and Persians of ancient Iran or Persia (Painting by Angus McBride).

The same scene of repose, however, is well-known from early medieval Hungarian wall paintings centering around Ladislas, King and Saint of the House of Árpád (1077-1095). As Gyula László has shown in a masterful book, the story goes back to eastern, Iranian (or Iranized Turkic) elements, before the Hungarians were christianized after 1000 A.D. onward.28 His research, and that of others, also showed that this motif from the 13=14th century is central in the still extant Hungarian folk ballads Molnár Anna and Kerekes Izsák from Transylvania. In the Saint Ladislas legend a Hungarian princess is abducted by a warrior of the Turkish Kumans. As represented on the wall paintings of the Bántornya medieval church, while they are resting under a shady tree, the warrior asks the princess to take his head in her lap. When he falls asleep, the pursuing knightly saint catches up with them and after a heavy fight will the abductor he liberates the princess.

Another and more common variant of the story is when the king kills the Cumanian raider with the help of the girl after a heavy duel and becomes himself wounded .29

We have an interesting complex of additional elements connecting these and further details of the Arthurian story, the Nibelungen cycle, the Saint Ladislas Legend and Hungarian folk ballads: the nine branches of the tree, the escape of the lady into a cleft (or in a cavity of a tree), murder (usually beheading) of the girl with a sword, hanging of the head in the tree, hanging of the weapons and helmet of the warrior in the branches of a tree, the gentle fondling of the warrior’s hair by the girl, and finally, when Hildegund dresses the wounds of Walther and Hagen, and offers them a drink in a golden bowl.

Fig. 8. Gold plaque housed in the Hermitage Museum in St. Petersburg depicting a panther, most likely used to decorate breast-plate or shield, dated to the late 7th-century BCE (Source: Sailko in Public Domain).

The original story of the sleeping maiden-abductor (or occasionally of the escorting knight) under a tree seems to have originated in Central Asia and has ancient Middle Iranian sources. The scene was probably a central part of a myth from a by now forgotten Central Asian heroic epic. Nobody has tried to show so far that this Hungarian legend may be a result of Iranian influence on early Hungarian folklore and related somehow to a local “Sarmatian tradition” surviving in the Carpathian Basin. The surviving Sarmatian/Alan population of the Great Hungarian Plain (from the fifth century A.D. to the coming of the Magyars) would be the medium. These Iranian (Sarmatian/Alan) tribes of the great Hungarian Plain were to be linguistically absorbed by the Magyars. The above motifs in Hungarian legends and folklore have their parallels in the Arthurian legends and the Nibelungen cycle and – in this view – go back to the same source, namely the influence of Iranian Alans. First to those 5,500 warriors who were sent to Britain by Marcus Aurelius, and later, in the second half of the fourth century A.D. when Alan tribes fled from the invading Huns and established themselves in Italy, in Gallia Transalpina and in the Rhine valley. A great many Sarmatian and Alan warriors also served in the Roman army in the fourth century A.D. The Sarmatian/Alan connection as traced in Hungarian medieval legends appears further to confirm what was suggested about the Eastern, Iranian, connections and origin of the Arthurian legends and its related details including the motiv of the Holy Grail.

Footnotes

2 * I. A. Richmond: “The Sarmatae, Bremetennacum Veteranorum, and the Regio Bremetennacensis”. Journal of Roman Studies 35, 1945, pp. 16=29. I express my thanks for help and advice to Tom Strickland, Chester.

3 * Arriani Nicomediensis: Tacticá, 35, 1=5. For other ancient sources see Vegetius: Epitoma rei militaris, ii, 13.; Sidonius Apollinaris: Panegyricus Maioriani, Carmina v, 402.; Nemesianus: Cynegetica, 82. – Trebellius Pollio in Historia Augusta, Gallienus, 8.; Codex Iustinianus, 1, 27.; Lucianus Sophista: Quomodo historia conscribenda sit, 29. – [Flavius Vopiscus Syracusius]: Historia Augusta, Divus Aurelianus, xxxi.; Ammianus Marcellinus, xvi, 12, 38=39 and also xv. 5, 16.

4 * János Harmatta in Antik Tanulmányok (Studies in Antiquity) 28, 1981, pp. 111 and 129=131.

5 * Book IX, 1, 3, 4, 11, X, 3, 6, 9, 11, esp. Book X, l, and also XI, 2.

6 * Book X, 6. The dead body of Sir Bedivere was also brought to the same place: Book X, 9.

7 * Caxton’s Malory. A new Edition of Sir Thomas Malory’s Le Morte Darthur, ed. by James W. Spisak, (referred as Morte Darthur). Berkeley and Los Angeles, 1983, p. 124, i2recto, 4, Book v. 4. – Historia Regum Britanniae, Book X, 2.

8 * Ammianus Marcellinus xvi, 10, 6=7. Loeb Classical Library.

9 * K.V. Trever: Un étendard Sassanide. Musée de l’Ermitage, Travaux du Département Oriental, tome III, Léningrad, 1940, pp. 167=78, Pls. I-II.

10 * For a detailed account see János Makkay: “Decebál kincsei – The Treasures of Decebalus”. Századok, 129, 1995, pp. 967=1032, and by the same author: “The Treasures of Decebalus.” Oxford Journal of Archaeology 14:3, 1995, pp. 333=43, with further literature.

[…]

12 * C.Scott Littleton – A.C. Thomas: “The Sarmatian Connection: New Light on the Origin of the Arthurian and Holy Grail Legends.” Journal of American Folklore 91, 1978, pp. 512=27.; C.Scott Littleton: “The Holy Grail, the Cauldron of Annwn, and the Nartyamonga. A Further Note on the Sarmatian Connection”. Journal of American Folklore 92: 365, 1979, pp. 326=33. C. Scott Littleton: The New Comparative Mythology. Berkeley, Los Angeles, 1982.; C. Scott Littleton: “From Swords in the Earth to the Sword in the Stone: A Possible Reflection of an Alano-Sarmatian Rite of Passage in the Arthurian Tradition” In Homage to G. Dumézil. Washington, 1983, pp. 53=67.; C. Scott Littleton – Linda A. Malcor: From Scythia to Camelot. A Radical Reassesment of the Legends of King Arthur, the Knights of the Round Table and the Holy Grail. New York-London, 1994; Helmut Nickel: “Wer waren König Artus’ Ritter? Über die geschichtliche Grundlage der Artussagen.” Waffen- und Kostümkunde 17: 1, 1975, pp. 1=28.; Also by the same author: “About the Sword of the Huns and the Urepos of the Steppes.” Metropolitan Museum Journal 7, 1963, pp. 131-42.

13 * G.A. Pugatsenkova: Iz khudozestvennoi sokrovishnitsy Srednevo Vostoka. (Ancient art treasures of Central Asia).

[…]

27 * Nickel, op. cit. 1975. pp. 4=5, and Fig. 3.

28 * Gyula László: A Szent László-legenda középkori falképei (The Legend of Saint Ladislas and its Representations on Mediaeval Wall Paintings). Budapest, 1993, pp. 24=56 with many figures, pictures and earlier literature.

29 * The well-known story told by our medieval chronicles is connected with the victory of the king – then a royal prince – against the Cumans at Kerlés, Transylvania, in 1068.

[…]

Military History Journal article on Mongolian Armies

The British Military History Monthly Journal of July 2017 features an article by Kaveh Farrokh on the armies of the Mongols:

Farrokh, K. (2017). The armies of the Mongols. Military History Monthly, July Issue 82, pp.36-41.

[Right] Cover of the July edition of the British Military History Monthly journal [left] Sample page of the article on Mongolian armies in the British Military History Monthly article. 

As noted in the article: “From the highest khans to the lowliest tribesmen, Mongol warriors would be capable of the most elaborate and coordinated combined-arms operations on the battlefield – partly due to relentless peacetime training, partly to the practice of the hunt, a regular form of military or ‘live fire’ exercise, with bows and other weapons as well as equestrian skills in use against dangerous prey”.

 

A contemporary image of a Mongol or Turkic archer with a recurved composite bow; long-range skirmishing and archery were fundamental to the steppelands way of war (Source: Military History Monthly, July 2017).

The article also provides an overview of the tactics, armaments and key characteristics of the armies of the Mongols. It is further averred in the article that: “…scholars attribute Mongol successes to a combination of exemplary tactics, tight discipline, and exceptional command and control“.

A contemporary image of a Persian horse archer; the warfare of Mongols, Turks and Persians alike was based on horsemanship and archery (Source: Military History Monthly, July 2017).

The Mongol armies of Genghis Khan perfected the stratagem “march divided, attack united”.

Uniform and helmet of a Mongol-Yuan warrior during the failed Mongolian invasion of Japan (Source: Public Domain).

Giusto Traina: Carrhes-Anatomie d’une Défaite (Carrhae-Anatomy of a Defeat)

Italian historian and professor Dr. Giusto Traina has written a seminal academic textbook entitled:

Carrhes-Anatomie d’une Défaite: Quand L’Orient humilia Rome (Carrhae-Anatomy of a Defeat: When the Orient humiliates Rome)

This book was published September 15th 2011 by Les Belles Lettres (first published 2010); the Preface of the book by Giovanni Brizzi.

For more regarding the textbook and means of obtaining this, consult the Les Belles lettres website here …

Dr. Giusto Traina is a professor of Roman history at Sorbonne University in Paris. Dr. Traina is also a senior member of the Institut Universitaire de France. His academic profile also includes authorship of  numerous books and articles.

Dr. Giusto Traina brings to life one of the most important battles in the military history of antiquity, one which marks the beginning of incessant warfare between Rome and Iran. In an alert and exciting narrative, Dr. Traina describes how Rome was blocked by the Parthian army whose competence, power and above all its ability in resisting the formidable military machine of Rome had been greatly underestimated.

In was in the Plains of Carrhae (modern Harran) on June 9, 53 BC, where an all-cavalry Parthian force barred the fifty thousand Roman army led by General Marcus Licinius Crassus to conquer the rival empire of the Parthians. Overwhelmed by the arrows of the Parthians, the Romans were reduced to military impotence: more than half of the legionaries were killed, with many others  captured and deported. The Romans were also subjected to the dishonor of having the Parthians seize their military insignia and place these in their Mithraic temples. It would take many years for Rome to erase the consequences of this defeat.

Parthian Horse archers engage the Roman legions of Marcus Lucinius Crassus at Carrhae in 53 BCE. Unlike the Achamenid-Greek wars where Achaemenid arrows were unable to penetrate Hellenic shields and armor, Parthian archery was now able to penetrate the armor and shields of their Roman opponents (Picture Source: Antony Karasulas & Angus McBride).

General Marcus Licinius Crassus, the same man who eighteen years earlier had defeated Spartacus and his six thousand rebellious slaves and gladiators, was to make his final mark with his death at Parthian hands at Carrhae.

Reconstruction by Peter Wilcox and the late historical artist, Angus McBride of Parthian armored knights as they would have appeared in 54 BCE (Picture Source: Osprey Publishing).

Carrhae halted Rome’s seemingly unstoppable conquest of the Classical world. Rome had learned that the Parthian Spada (army) of Persia was more than capable of blocking the Romans from expanding eastwards to India and China.

Javier Sánchez Gracia: Roma y Persia Frente a Frente (Rome and Persia Face to Face)

Dr. Javier Sánchez Gracia has written the first ever book in Spanish on the conflicts between Rome and Persia:

Imperios de las Arenas: Roma y Persia Frente a Frente (Empires at the sand: Rome and Persia Face to Face). Readers can obtain a copy by visiting this link here …

Dr. Gracia has a degree in Classical Philology from the University of Zaragoza (Spain) and is a doctor of Sciences of Antiquity from the same university. He has participated in several congresses of Classical Philology in Spain and published scientific papers and articles. His research topics are the Roman historian Ammianus Marcellinus; the history of pre-Islamic Persia, and the image of Persia among classical Greco-Roman authors. In this endeavor, Dr. Gracia has also recently co-authored an article with Kaveh Farrokh in the Persian Heritage Journal entitled:

Farrokh, K., & Gracia, J.S. (2017). The “Clash of Civilizations” paradigm and the portrayal of the “Other”. Persian Heritage, 85, pp.12-14.

Dr. Javier Sánchez Gracia of the University of Zaragoza (seated) during the book signing of his recent text “Imperios de las Arenas: Roma y Persia Frente a Frente” (Empires at the sand: Rome and Persia Face to Face). The book signing above occurred during the “Feria del Libro de Zaragoza” book fair in Zaragoza, Spain on April 23, 2017. Standing next to Dr. Gracia is his friend and colleague Dr. Manuel Ferrando, also an accomplished historian from the University of Zaragoza, Spain.

Dr. Gracia’s book consists of the following chapters:

  • The Seleucid Empire
  • The Roman Republican Army
  • The Parthian Empire
  • Mithridates
  • The Battle of Carrhae
  • Marcus Antonius
  • The Parthians: from Carrhae to the Sassanian uprising
  • The Sassanian Empire: Rome vs Ctesiphon

Although Gracia’s textbook has a military focus, the rest of the subjects in his work also provide detailed analyses on the political and religious life of both empires. We are provided with exhaustive notes on the religion and the politics of the Parthians and Sassanians, even as the book focuses on an academic military analysis of the Romano-Persian conflicts, with particular attention paid to the structure of the armies of the ancient superpower rivals.

The book has done an excellent work in avoiding the pitfalls of (all too familiar) stereotyping and value judgements. This has resulted in Dr. Gracia’s objective analysis of each empire. Interestingly, Dr. Gracia also works to point out the contradictions, errors and falsehoods created by Greco-Roman authors. For this reason, Gracia has not just relied on classic scholarship (e.g. Polybius, Plutarchus, Tacitus, Ammianus…) but also on archaeology and modern historians.

Gracia’s central chapter is the battle of Carrhae, because it is a turning point for Roman expansionism and, with the defeat of Crassus, the political “propaganda” against Persia takes strength.

Parthian Horse archers engage the Roman legions of Marcus Lucinius Crassus at Carrhae in 53 BCE. Unlike the Achamenid-Greek wars where Achaemenid arrows were unable to penetrate Hellenic shields and armor, Parthian archery was now able to penetrate the armor and shields of their Roman opponents (Picture Source: Antony Karasulas & Angus McBride).

After examining the fall of the Parthians and the rise of the Sassanians, the book dedicates its last two chapters to Sassanian Persia. In one of these chapters, the history, politics and economy of Sassanian Persia, the primary “enemy” of Rome, is examined in academic detail. Gracia’s final chapter focuses on the struggles between the Romans and Sassanians, until the death of Julian “The apostate” in his failed invasion of Persia in 363 CE.

Emperor Julian is killed during his failed invasion of Sassanian Persia in June 26, 363 CE. Above is a recreation of Sassanian Persia’s elite cavalry, the Savaran, as they would have appeared during Julian’s failed invasion. Note the heavily armored Sassanian elite guardsman (Pushtighban) whose lance has pierced a Roman infantryman. Further right is a Savaran officer whose sword is drawn in what is now known as the “Italian grip” but Sassanian in origin. To the far right can be seen a Zoroastrian or Mithraist Magus brandishing a Sassanian era symbol. Also of interest are the armored elephants in the background. Armored elephants were especially prized as their cabs afforded very high elevation over the battlefield, which was ideal for Sassanian archery (Picture source: Farrokh, Plate D, Elite Sassanian cavalry, 2005).

In summary, Gracia’s book is the first Spanish language academic textbook on the military history of the Romans and Partho-Sassanians. As with a new generation of Western historians, Gracia avoids classical prejudices and clichés to arrive at a balanced and objective standard of scholarship. This sets a new approach in the study of the history of the ancient world beyond Rome: the realm of pre-Islamic Persia.

Christopher Jones: The Battle of Carrhae, 53 BCE

The article below “The Battle of Carrhae, 53 B.C.” was originally written by Christopher Jones on the Gates of Nineveh website.

Kindly note that a number of images and accompanying captions inserted in the article version below do not appear in the original posting by Christopher Jones.

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Scarcely had Alexander the Great destroyed the Persian Empire than it began to rise from the ashes. While most former Persian territory was under the control of the Seleucid Empire, in 247 BC, Shah Arsaces I founded the Arsacid Dynasty in Parthia. Parthia had been a minor outlying province in what is now northeastern Iran, but after much hard fighting they seized Iran from the Seleucids, and finally allied with the Roman general Pompey the Great to finish off the Seleucid Empire in 63 BC, leaving Parthia and Rome as the major powers in the Near East. Between them lay minor buffer states and client kingdoms.

1-Map of Parthian Empire 44 BC to 138 AD

[Click to Enlarge] Map of the Parthian Empire in 44 BCE to 138 CE (Picture source: Farrokh, page 155, Shadows in the Desert: Ancient Persia at War-Персы: Армия великих царей-سایه‌های صحرا).  

At this point, the two sides were at peace. The Parthian king Mithridates III wanted no further territorial expansion, and Rome had its hands full consolidating its newly acquired territory in the East and did not want trouble with another great power.

Coin of Mithridates iii

Coin (front and reverse) of Parthian king Mithridates III (reign in c. 57-54 BCE) (Source: Classical Numismatic Group in Public Domain).

Yet by the 50’s B.C., Rome’s internal political machinations spilled over into Parthia. In 59 BC, Julius Caesar, Pompey Magnus and Marcus Licinius Crassus formed a powerful but informal political alliance known as the First Triumvirate. Crassus and Pompey were both elected consuls in 55 BC after instigating mob violence against their opponents on election day. Their first acts were to extend Caesar’s term as governor of Gaul (which he was still in the process of conquering), and make themselves the governors of Spain and Syria once their term in office expired. They cast lots to see who would govern which territory. Pompey won Spain, and Crassus won Syria.[1]

1-marcus-lucinius-crassus

Marcus Licinius Crassus (c. 115-53 BCE) (Source: Gates of Nineveh).

Crassus was fabulously wealthy, with a net worth in 54 B.C. of an estimated 7,100 talents or about $142 million. He made much of his fortune through seizing the property of those murdered in Sulla’s purges of 88 BC. Other sources of income included his ownership of silver mines as well as a profitable business in real estate development.[2] Crassus was fond of saying that no man was truly wealthy unless he could buy his own army.[3]

Crassus was also brazenly ambitious. Plutarch would later condemn this as:

“…foolish ambition, which would not let him rest satisfied to be first and greatest among many myriads of men, but made him think, because he was judged inferior to two men only, that he lacked everything.”

After he was assigned the governorship of Syria, he immediately began laying plans for the conquest not only of Parthia, but of Bactria and India as well until Rome’s borders stretched all the way to the “Outer Sea.” Crassus was exceeding his authority here, as the law making him governor of Syria carried with it no authorization for war with Parthia. What’s more, his plans were highly unpopular with the Roman public. Many people viewed Crassus’ plan to launch an unprovoked surprise attack on a Roman ally who presented no immediate threat to Rome’s interests as both dishonorable and unwise. The anti-war faction was led by the tribune Ateius Capito, who tried to have Crassus arrested to prevent him from leaving Rome for Syria. He was dissuaded by the other nine tribunes, and had to content himself with placing a ritual curse on Crassus as he passed through the city gates.[4]

In Parthia, on the other hand, in 54 BC Mithridates III was overthrown in a coup d’etat and fled from the capital of Ctesiphon across the river to Seleucia. His brother Orodes seized the throne and besieged Mithridates III in Seleucia with the aid of his brilliant general Surena, finally forcing the city’s surrender and seizing full control of the throne of Parthia. He was still in a shaky position, which led Crassus to think that victory would be easy and that many Parthian cities needed only a little prodding to revolt and side with Rome.[5]

Lead-up to Battle – The Syrian Campaign of 54-53 BC

Crassus arrived in Syria in 54 B.C. with seven legions. He immediately crossed the Euphrates River. The Parthians were taken completely by surprise, and Crassus easily defeated the Parthian forces under the command of the local satrap Silaces at Ichnae. Silaces himself barely escaped to Ctesiphon while dodging Roman cavalry patrols to warn Orodes of the invasion.[6]

2-coin-of-orodes-ii

Parthian king Orodes II (reign 57-37 BCE) (Source: Gates of Nineveh).

Most of the formerly Seleucid, Greek-inhabited cities in Parthian Syria were weary of oppressive Parthian feudal rule and were quick to switch sides and ally themselves with Crassus. The city of Zenodotium was an exception. The inhabitants asked for aid in revolting and received a detachment of 100 Roman troops. They then ambushed and killed these troops. As a result, Crassus sacked Zenodotium and sold its inhabitants as slaves. The other rebel cities received Roman garrisons for the winter to protect them from Parthian attempts to re-take their lost cities. In addition, the Arab king Abgar II of Osroene (whose capital was at Edessa) declared allegiance to Crassus.[7]

Carrhae Map 1

Map of the general campaign geography (Source: Gates of Nineveh).

Crassus spent the winter in Roman Syria preparing his forces for the coming spring. However, training and discipline began to slip as his forces remained in static garrison duty. He spent most of his energy trying to raise local levies, but was only able to raise 4,000 men before the spring campaign began. Sometimes, a bribe was enough to get him to let a city off the hook for providing troops.[8]

Orodes responded to the invasion slowly. Parthia did not have a large standing army, so it took time for nobles to gather their forces for a major campaign. Orodes’ major concern was the possibility of Crassus making an alliance with Artabazes of Armenia and launching a two-front attack on Parthian territory. As a result, Orodes dispatched his chief subordinate and general Surenas to delay Crassus’ army in Syria, while he personally gathered an army to invade Armenia and keep Armenia from aiding Crassus.[9]

Orodes’ fear was well founded, for that winter Artabazes arrived at Crassus’ headquarters with 6,000 cavalry. He promised that he could provide Crassus with 30,000 infantry and 16,000 cavalry for the upcoming campaign, effectively doubling Crassus’ force. Artabazes advised Crassus to advance through the mountains of southeastern Anatolia in order to avoid fighting the Parthian cavalry on a flat plain. Crassus declined, saying that he intended to march directly into Mesopotamia. Artabazes then decided to withdraw his forces from what was becoming apparent to him as a suicide mission, and returned to Armenia.[10]

30-Parthian Cavalry officers and banners

Parthian cavalry and banners (Picture source: Farrokh, page 130, Shadows in the Desert: Ancient Persia at War-Персы: Армия великих царей-سایه‌های صحرا– these drawings originally appeared by Zoka in the 2,500 Year Celebrations of the Persian Empire in 1971).  

Orodes then sent a peace delegation to Crassus. The delegates asked if he was invading Parthia with the full backing of the Roman people or on his own initiative. If he was invading on his own initiative, they would show mercy, but if it was with the backing of the Roman people they pledged total war “without truce and without treaty.” The very idea of asking such an odd question seems to indicate that Orodes was aware of Roman domestic opposition to the war and sought to give Crassus a way to make a face-saving exit from the conflict. Crassus replied that he would dictate his answer to the question after he captured Seleucia. Vagises, one of the Parthian envoys, pointed to his palm and replied “Crassus, hair will grow there before you see Seleucia.”[11]

Parthian-1-Parthian Nobleman

A reconstruction of the face on the statue of a Parthian nobleman housed at Tehran’s Iran Bastan Museum (Picture Source: Parthian Empire).

In the meantime, Surena had been leading a winter campaign against those cities which had revolted and cast their lots in with Crassus. Some members of these garrisons fled to Crassus’ headquarters, bringing dreadful reports of the endurance and speed of the Parthian horse archers, the heavy armor of their cavalry and the armor-piercing capabilities of their arrows. Crassus does not seem to have significantly modified his plans based on this intelligence.[12]

In June 53 BC, Crassus’ army set out towards the Euphrates. He crossed the Euphrates at Zeugma, in a violent thunderstorm which spooked some of the horses and caused them to run into the river. Wind blew some of the legion’s flags off a bridge and into the river. One of the bridges collapsed, dumping more men into the water. Many of his men viewed this as a bad omen of what was to come, and Crassus did not help matters by telling his troops not to worry, “for none of us shall come back this way.”[13]

Opposing Forces

Crassus left Rome with seven legions, which at full strength would have been about 33,040 combat troops and 37,240 men in total. However, he lost a number of men to shipwrecks in a storm while sailing from Italy. He also distributed 7,000 of his infantry on garrison duty in various Mesopotamian cities.[14] Therefore, it seems Crassus’ legions were not full strength. Assuming that he assigned non-combat support troops to garrison duty, he was departing Syria with at most 30,000 legionnaires.

These men were almost all heavy infantry of one type, clothed with chain mail, a helmet and a large shield for protection and armed with a short sword called a gladius and several throwing javelins or pilum. The javelins had a long soft iron head designed to pierce armor, bend after impact and prevent them from being pulled out. What Roman troops lacked was any significant long range weapon for desert fighting. In addition, Crassus’ men were new recruits, who had not seen combat before. They were unfamiliar with eastern ways of fighting.[15]

roman-legionnaire

A modern re-enactor in the gear of a legionnaire of the late Roman Republic. The majority of Crassus’ troops would have looked like this (Source: Christopher Jones & Gates of Nineveh).

In support of the legions, Crassus had 4,000 local infantry levies, including 500 archers. He also had 4,000 cavalry. 3,000 of these were local levies, and 1,000 were Gallic mercenaries. These Gauls were veterans of Julius Caesar’s campaigns and were the most battle-tested and experienced of Crassus’ troops. They were under the command of Crassus’ son Publius, himself a Gallic War veteran. The Gauls wore little armor and carried only short spears, putting them at a disadvantage against Parthian cavalry.[16]

Publius was but one of numerous staff officers in Crassus’ army. Others included Gaius Cassius Longinus and Octavius. These officers provided Crassus with sound tactical advice, most of which he ignored.

Crassus himself was sixty years old at the time of the Parthian campaign. He was fabulously wealthy and very powerful due to his wealth, but had never received a major military command. He had fought in Sulla’s army outside Rome and performed well, but his only campaign and only victory which he had been in supreme command was the suppression of Spartacus’ slave rebellion in 71 BC.  It was partly a yearning for a military victory that sent him to the east.[17]

Olivier as Crassus

The late exemplary actor Sir Laurence Olivier’s (1907-1989) portrayal of Marcus Lucinius Crassus (115-53 BCE) in the epic movie “Spartacus (1960)” (Picture Source: Murph Place). Crassus’ dreams of conquering Parthian Persia and emulating Alexander ended in disaster at Carrhae in 53 BCE. Several decades after its release of “Spartacus”, Hollywood has yet to produce a “Crassus sequel” epic of the Roman statesman’s failure in Persia.

Crassus expected the war with Parthia to be similar to Pompey and Lucullus’ wars in the east against Pontus and Armenia. There, Roman heavy infantry had carried the day against numerically superior but lightly armed and armored forces. But this time Rome was heading to battle with an army of inexperienced soldiers led by an inexperienced commander, and would face new weapons and tactics against which they were unprepared.[18]

Yet, despite all this, Crassus led his 38,000 men into battle against a Parthian force one quarter of his size. Parthia was a feudal-type monarchy, with the king at the top and satraps below him who ruled their own lands and were responsible for raising forces from their own territory for campaigns. Surena’s family estates were in the eastern part of the Parthian Empire. His army consisted entirely of cavalry, with no infantry at all. It is not known if this was all Surena had, or more likely, as Gareth Sampson has suggested, he modified his army based on what tactics he thought would best defeat the Romans.[19]

1-Parthian-Dura Europus

Horse armor (Bargostvan) constructed of metal scales discovered at Dura Europus mounted on leather for a horse (Source: Stlcc.edu).

The core of Surena’s army was made of horse archers. These men were serfs of the lands of their lord who were liable to be called up for military service. Despite this, they were highly trained archers who could attain a high rate of fire. Their bows were small, powerful and their arrows could pierce Roman chain mail. The dry air of summer made their bows even more effective. The men wore little to no armor, so in order to be effective they had to stay on flat ground and avoid fighting at close quarters. Parthian archers were infamous for the “Parthian Shot,” a maneuver in which they would charge an enemy force, then quickly turn and retreat. While galloping away, they would turn in the saddle and shoot their bows backwards over the horses’ hindquarters.

The elite of Surena’s force were 1,000 chosen men called cataphracts. These were the noblemen and aristocrats of Parthian society, mounted warriors similar to a medieval European knight. Cataphracts wore heavy armor, including suit of chain mail and a helmet. Their horses also wore full suits of armor that hung down past their knees. The cataphracts carried long lances as their primary weapon.[20]

The Parthian army traveled light. Each horseman rode with a number of spare horses. In addition, Surena brought up a baggage train of 1,000 camels carrying arrows to resupply his archers. Parthian armies’ lack of a robust supply chain limited their ability to wage offensive war for extended periods or to engage in siege warfare.[21]

parthian-horse-archer

Relief showing a Parthian horse archer, Palazzo Madama museum, Turin, Italy (Source: Christopher Jones & Gates of Nineveh).

In total, Surena had 10,000 men at his disposal, including support troops. Given the Parthian army’s light supply chain, it seems that his total number of combatants cannot have been much less than this number.[22]

However, unlike Crassus, Surena was an experienced general. He served as Orodes’ main commander in the Parthian civil war of 54 BC, and brought victory with his successful siege of Seleucia.[23] His orders were simply to delay Crassus with his cavalry force until Orodes was finished with his Armenian campaign, but Surena set his sights on something bigger. Fighting on familiar territory, with a crack force of battle-hardened and highly trained troops at his command, he made plans for the annihilation of Crassus’ army.

Battle

Surena’s scouts kept a close eye on Crassus’ force after it crossed the Euphrates. Crassus’ cavalry scouts picked up on the tracks of the Parthian scouts soon after crossing the river. Realizing that the enemy was close, Cassius suggested moving the army within the walls of a friendly city until the scouts could gather more information about the location and numbers of the enemy. Crassus refused, arguing that they needed to press on.[24]

Parth-Savar1

Reconstruction by Peter Wilcox and the late historical artist, Angus McBride of Parthian armored knights as they would have appeared in 54 BCE (Source: Osprey Publishing).

At this time, Abgar II of Osroene arrived with much needed information about Surena’s forces. Abgar II reported that a small Parthian force under Surena was nearby. This force, according to Abgar, was merely a delaying force designed to block Crassus’ advance long enough for Orodes to gather his main force. If Crassus moved quickly, he could scatter Surena’s force and seize a large section of Parthian territory before Orodes could bring his main army to bear.

Strictly speaking, all of this information was true. But Abgar II was in fact acting as a Parthian agent, who was working for Surena to lure Crassus into a trap. Crassus’ previous plan had been to advance down the eastern bank of the Euphrates, capture Seleucia, and then cross the Tigris and attack the Parthian capital of Ctesiphon. This was not a bad plan, as the Tigris would protect Crassus’ left flank, the marshy ground between the two rivers would prevent Parthian cavalry from having easy room to maneuver, and the river would supply fresh water to the army during its long march. Abgar II instead pressed Crassus to make a quick strike at Surena’s army by marching away from the Euphrates directly into the desert. Eager to get into combat, Crassus changed his plans and ordered a march into the desert. Abgar II then left the camp and went to Surena’s headquarters. He told Crassus he was leaving to feed Surena false information, but the information that he gave Surena was that Crassus was walking directly into his trap.[25]

Crassus’ troops soon hit heavy sand. There were no trees or water anywhere. While on the march, Crassus received a message from Artabazes that Armenia was being invaded by a large Parthian force and that he could send no aid, but requested that Crassus come to his aid. Crassus exploded into rage, accusing the Armenians of treason and promising vengeance once the campaign was over.[26]

crassus-advance-june-53-bce

Crassus’ advance in June 53 BCE (Source: Christopher Jones & Gates of Nineveh). 

Surena prepared for his attack by setting an ambush for the Roman scouts. Parthian cavalry ambushed the scouts while they were ahead of the Roman force and killed most of them. The survivors who escaped rode back to report that the enemy was near. In response, Cassius recommended extending the lines as far as possible and positioning cavalry along the flanks to avoid being surrounded. Crassus took this advice, then changed the formation into a hollow square with 12 cohorts on each side and a cavalry detachment next to each cohort. As the Romans were facing a force that was entirely cavalry and could attack from any direction, forming a hollow square was again not the worst possible idea. Unlike a long line, it would prevent his men from being overrun by Parthian cavalry charges.[27]

Shortly before midday, Crassus’ advancing square came to a stream called the Balissus, a tributary of the Euphrates. Here, his men could drink water. They ate a meal in the ranks, while Crassus’ officers advised building a camp for the night until they could gather more information about the enemy, while Publius argued that the enemy was close and they should move on. Crassus was swayed by Publius and ordered the men to cross the Balissus and move forward at an increased pace.

Past the Balissus, Surena had arrayed his troops in an ambush formation. His horse archers formed a wide line to screen the Roman cavalry. Behind the horse archers were the cataphracts, who were wearing camouflage made from rags and animal skins to keep the sun from reflecting off their armor and giving away their position. As the Roman force advanced, the Parthians began to beat drums to signify the advance and terrify the inexperienced Roman troops.[28]

As the drumroll grew to a din, the Parthian cataphracts threw off their camouflage and charged the Roman line. The Roman legionnaires responded by locking their shields together and standing their ground. Seeing that they could not break through the Roman’s square formation, the cataphracts pulled back at the last minute.

battle-of-carrhae-around-noon

The Battle of Carrhae by around noon (Source: Christopher Jones & Gates of Nineveh).

The horse archers moved in to surround the square on all sides. The poured arrows into the mass of Roman troops who were so tightly packed that they “would not suffer an archer to miss even if he wished it.” Crassus ordered his cavalry and lightly armed auxiliaries to charge the horse archers, but the archers turned and galloped away, firing over the backs of their horses. The light troops were vulnerable to the cataphracts on open ground, so they could not move far away from the main force and had to return to the ranks.[29]

At this point, Crassus thought that his men could wait out the arrow shower until the Parthian archers ran out of arrows and were forced to fight hand to hand. However, in the distance they could see the archers replenishing their supply of arrows from their camel train. At this point, Crassus gathered 1,300 cavalry, 8 cohorts of infantry and 500 auxiliary archers in one formation under the command of Publius Crassus and ordered them to charge the Parthian archers in attempt to close the distance between them and bring them to hand to hand combat.

6-Horse Arhers at Carrhae

Parthian Horse archers engage the Roman legions of Marcus Lucinius Crassus at Carrhae in 53 BCE. Unlike the Achamenid-Greek wars where Achaemenid arrows were unable to penetrate Hellenic shields and armor, Parthian archery was now able to penetrate the armor and shields of their Roman opponents (Picture Source: Antony Karasulas & Angus McBride).

The Parthians predictably fell back, drawing Publius’ force away from the main Roman force. Once they were a sufficient distance away, the main Parthian force fell on Publius’ men and surrounded them. Parthian cavalry galloped in a circle around the Roman force to purposely kick dust into the air so they could not see. They then began firing arrows into the mass of men. Many men had their shields pierced by arrows which wounded their arms and hands. Others were pinned to the ground by arrows through their feet. Parthian arrows were barbed, so they could not be removed without tearing backwards through the flesh and causing further injury.

publius-charge-at-battle-of-carrhae

Publius’ charge during the Battle of Carrhae in 53 BCE (Christopher Jones & Gates of Nineveh).

Publius led his Gallic cavalry in a desperate charge against the Parthian cataphracts and finally succeeded in closing in on them and forcing hand to hand combat. Even here, the Parthians held the advantage. The Gauls were used to fighting in the forests of Europe where long spears would have been unwieldy, so they carried short spears which were inferior to the long lances of Parthian cataphracts. As a result, they were outreached by the Parthians and many had their horses taken out from under them on the first charge. What’s more, their short spears had difficulty penetrating the cataphract’s heavy armor while the Gauls wore almost no armor themselves. The Gauls had to resort to grabbing the spears Parthian horsemen and then wrestling them off their horses. Others dismounted, dove to the ground and reached under the armored skirts of the Parthian horses to stab them in the belly.

Publius fell wounded. The injury of their commander forced the Gauls to dismount and fall back to a small nearby hill, where they formed a shield wall. Here they were surrounded again by the ever-present Parthian horse archers. Heat and thirst took their toll on the Romans, especially the Gauls who were unused to desert conditions. Publius saw the situation was hopeless. He had been shot through the hand with an arrow and was unable to hold a sword, so he ordered his shield-bearer to kill him in order to avoid being captured. The other Roman officers also committed suicide. The remaining troops fought on until a Parthian cataphract charge broke their lines. The five hundred survivors surrendered.[30]

Parthia-1-Shivatir

Parthian Shiva-tir (Horse Archers) engaged in discharging their missiles (Source: Ancientbattles.com). 

While the main body of the Parthian force had been fighting Publius’ men, Crassus had moved his troops to sloping ground. The first messenger Publius sent to Crassus had been killed, the second told him Publius was doomed without relief. This news was confirmed when a Parthian cataphract rode into view with Publius’ severed head tied to the end of his spear. The ominous drum roll resume, and the Parthian archers returned.

battle-of-carrhae-in-the-afternoon

Battle of Carrhae in the afternoon (Source: Christopher Jones & Gates of Nineveh). 

 

With the Roman cavalry almost eliminated, the Parthian cataphracts edged closer to the Roman infantry, forcing them into a tighter and tighter circle. The Romans locked their sheilds into a testudo formation to protect against the arrows, but this left them vulnerable to the cataphracts, who charged and drove their lances into spaces between the shields, sometimes impaling multiple men at once. Some Romans broke ranks and ran to escape, but they were quickly cut down. The massive amount of dust kicked up by the Parthian horses limited visibility. Thirst and heat started to take their toll on some men, with some Romans dying of heatstroke in the ranks. The corpses began to pile up, preventing the Romans from getting sure footing, [31] Cassius Dio describes the final stages of the battle thus:

“For if they decided to lock shields for the purpose of avoiding the arrows by the closeness of their array, the pikemen were upon them with a rush, striking down some, and at least scattering the others; and if they extended their ranks to avoid this, they would be struck with the arrows. Hereupon many died from fright at the very charge of the pikemen, and many perished hemmed in by the horsemen. Others were knocked over by the pikes or were carried off transfixed. The missiles falling thick upon them from all sides at once struck down many by a mortal blow, rendered many useless for battle, and caused distress to all. They flew into their eyes and pierced their hands and all the other parts of their body and, penetrating their armour, deprived them of their protection and compelled them to expose themselves to each new missile. Thus, while a man was guarding against arrows or pulling out one that had stuck fast he received more wounds, one after another. Consequently it was impracticable for them to move, and impracticable to remain at rest. Neither course afforded them safety but each was fraught with destruction, the one because it was out of their power, and the other because they were then more easily wounded”.[32]

The coming of night saved the remaining Romans. The Parthians could not fight effectively in the dark as they could not precisely coordinate the movements that their fighting style demanded. They were almost out of arrows and many archers’ bows had snapped from excessive use. They fell back for the night and planned to resume the battle in the morning.

battle-of-carrhae-final-stages

The final stages of the Battle of Carrhae (Source: Gates of Nineveh).

The Romans were left to wait in formation in the uncertain darkness. At this point Crassus seems to have suffered a complete mental breakdown and simply lay on the ground motionless. His surviving deputies Cassius and Octavius called the remaining officers together for a council, and took command. They decided to withdraw under cover of darkness before the Parthians could return.

The men withdrew silently, leaving their wounded who could not walk behind so as not to slow down their flight. The first to reach safety were 300 cavalry under Ignatius, who reached Carrhae at around midnight, alerted the garrison commander to the disaster, and then proceeded to Zeugma. Coponius, the officer in command of the Carrhae garrison, ordered a relief force to be sent out to find the survivors.[33]

The retreat was a disaster. Units became separated in the dark. Crassus reached the city after linking up with Coponius’ relief force, but daybreak found many men and walking wounded still straggling towards Carrhae. Some of the wounded left behind killed themselves to avoid captured. When the Parthians returned to the battlefield, they killed 4,000 of the Roman wounded who had been left behind, and then set off in pursuit of the stragglers. Four cohorts were surrounded on one hill and cut down, with only 20 men escaping to Carrhae. Many others were captured or killed on the plains.[34]

Aftermath

The survivors regrouped in Carrhae. Surena learned from local Arab scouts who had been with Crassus’ army (presumably Abgar’s men) that Crassus and Cassius were in Carrhae. Surena didn’t want them to escape nor did he want to besiege Carrhae, so he sent a messenger seeking a truce. Crassus wished to hold up in Carrhae on the forlorn hope that he would receive aid from the Armenians. Cassius and Octavius ignored him and began plotting to break during the next moonless night and return to Roman Syria.

Crassus hired a local guide named Andromachus, who was in fact a Parthian double agent. He led Crassus’ men into a swamp near the Balissus. As a result, Crassus and four cohorts wandered in circles, losing precious hours. Daybreak found him straggling along a road towards the hills. Octavius had already reached the hills with 5,000 men. Ocatvius saw Crassus’ men struggling toward the hills at daybreak and led his men down to link up with Crassus.[35]

A standoff ensued. Surena did not want to fight the Romans in the hills where his cavalry would be at a disadvantage. He knew the Romans could escape at night. He had some of his men stage a conversation near some Roman prisoners, saying that the Parthians did not wish a war with Rome and were ready to negotiate. The prisoners were then released, and returned to the Roman camp with their stories. Emissaries were then sent to the Romans offering a truce if Crassus withdrew all troops to the west side of the Euphrates. Crassus dithered indecisively for a while, but facing mutiny from his own men, he agreed to meet with Surena between the armies.[36]

Surena and his staff rode out towards the Roman lines, but Crassus had no horse and walked. Surena called for a horse, and sent a number of his men to send the horse to Crassus. When Crassus was reluctant to get on the horse, the Parthian envoys picked him up and threw him on the horse’s back, and began to slap the horse to get it to run faster. Thinking that Crassus was being abducted, Crassus’ staff began fighting with the Parthian envoys. Octavius drew his sword and stabbed a Parthian envoy, and was then cut down from behind. Crassus was killed in the scuffle, and the rest of the Roman delegation fled back to the army. The identity of the person who killed Crassus was in dispute even in ancient times, so we can safely say that we don’t know who it was.

It is not known if Surena’s offer of negotiations was genuine or a trick to capture Crassus. After Crassus’ death, the remaining men of the army scattered. Some surrendered to the Parthians, others fled to the hills. Some escaped to Syria or Armenia. Many of those that fled were hunted down by Surena’s Arab allies and captured or killed.[37]

The Parthians poured molten gold down Crassus’ throat as a symbol of his greed that had caused them to invade his country. They then beheaded his corpse, and messengers brought his head to Orodes, who had just finished concluding peace with the Armenians. Surena had a prisoner dress up as a Crassus look-alike and held a triumphal procession in Seleucia with the prisoner on display.[38]

Roman casualties for the entire campaign, according to Plutarch, ran to 20,000 dead and 10,000 captured, with only small groups of men escaping to Roman territory. Parthian casualties are unknown, but had to have been significantly less.[39]

Legacy

Cassius successfully escaped to Syria with some of the troops and took command of all Roman forces in the province. In the aftermath of the battle, a small Parthian force invaded Roman Syria and besieged Antioch. Cassius defeated the Parthians at Antioch, and then defeated them again at Antigonea. Learning the lessons of Carrhae, Cassius used small detachments of troops hidden in wooded areas to ambush Parthian forces. The Parthian commander was killed in this battle, ending the Parthian invasion.

Cassius’ interim governorship came to an end quickly and he was replaced by Bibulus. A skilled politician, Bibulus sponsored an attempt by Orodes’ son Pacorus to depose his father, thereby igniting a Parthian civil war. Thus, the Roman-Parthian war triggered by Crassus ended in 50 BC. Conflict would continue sporadically over the next few decades. Julius Caesar’s planned invasion of Parthia was cut short by his assassination. Parthia invaded Syria again in 40 BC, hoping to take advantage of the Roman civil wars to seize Roman territory. They were defeated. Mark Antony’s invasion of Parthia in an attempt to avenge Crassus’ death in 37 BC met with a similar disaster. A formal peace treaty was finally signed in 20 BC. At this time, surviving Roman prisoners taken at Carrhae 33 years earlier were finally released and the captured standards of Crassus’ and Antony’s legions were returned.[40]

In Rome, the death of Crassus had far reaching political effects. Crassus and his supporters had served as a politically moderate buffer between Pompey’s optimates and Julius Caesar’s populares. With Crassus out of the picture, the two were set on a collision course which within a few years would lead to civil war and the collapse of the Roman Republic. Cassius would be caught up in this as well, taking a lead role in the assassination plot against Julius Caesar.

Surena did not live long. After celebrating his triumph in Seleucia, Surena had become too powerful. His reputation for military genius was eclipsing that of the king. Orodes began to view Surena as a potential threat to the throne, and had him murdered.[41]

Crassus’ war of aggression against Parthia was a disaster. Seven Roman legions were lost, annihilated by a force a third of their size. How did such a defeat happen? The defeat was primarily a failure of leadership. Crassus was guilty of a long series of blunders as a commander, failing at politics, intelligence and tactics.

Crassus’ campaign in the fall of 54 successfully exploited anti-Parthian sentiment amongst the Greek population. However, Crassus failed to consolidate these gains and did not get strong commitment from the local Greek population to supply troops for the coming campaign. He also failed to understand that the local Arab kingdoms, like Osroene and Commagene, did not share the Greek’s disdain for Parthian rule. This failure to distinguish the two proved fatal, and led to Crassus misplacing his trust in local leaders such as Abgar who were actually Parthian double agents. His reliance on local guides were were often double agents was compounded by his unfamiliarity with the terrain.

In addition to his failure to understand the local culture and politics, Crassus suffered from a severe case of preparing to fight the last war. He expected fighting the Parthians to be similar to previous wars against Pontus and Armenia. He was prepared to fight large numbers of light infantry, not heavily armored cavalry and thousands of horse archers. His tactics, such as forming a square formation and locking shields, were standard for fighting cavalry in Europe but useless in the desert, where the cavalry had endless room to maneuver and surround the formation.

In addition, the Romans were outclassed technologically. There is no cover to hide behind when fighting in the desert, hence slight technical differences such as the range of weapons and the strength of armor become very important. This has been true from Surena and Crassus’ day all the way to World War II and the Persian Gulf War. The desert magnifies technological advantages. Parthian archers outranged Roman weapons. Parthian armor was sturdier than Roman armor. Parthian lances could outreach Roman spears. Fighting in forests or hills might allow these deficiencies to be overcome using good tactics, but the desert allowed for no such strategies.

In contrast, Surena received regular intelligence about Roman movements from a network of local Arab spies. His small force was well-trained, experienced and highly motivated. His intelligence service not only provided accurate information but planted false or misleading information in Crassus’ headquarters about his strength and movements.

In summation, Crassus was marching blind, into unfamiliar territory, with inexperienced troops, against an enemy whose numbers and capabilities he knew nothing about. His enemy knew his numbers, his movements and was equipped with better weapons and armor. When the battle began, Surena showed much greater tactical imagination that Crassus. While Crassus made decisions strictly “by the book,” Surena was not afraid to throw out the rule book and come up with new tactics such as battlefield resupply of arrows.

Once the big picture is seen, Surena’s victory in spite of being outnumbered should not be that surprising. In the history of desert warfare, time and time again smaller, mobile armies with better equipment and training have defeated larger armies made up primarily of infantry. This has been true from Carrhae, to Edessa in 259, to Sidi Barrani in 1940, to Medina Ridge in 1991. Desert warfare requires mobility, and mobility requires information and technology. Without these three things, an army in the desert is likely to be subject to annihilation.

References:

[1] Plutarch, Life of Crassus, LacusCurtius, trans. by Bernadotte Perrin. 1916,http://penelope.uchicago.edu/Thayer/E/Roman/Texts/Plutarch/Lives/Crassus*.html(accessed July 15, 2011), 15.1-5.

[2] Plutarch puts his net worth at 7,100 talents, or according to Thayer at LacusCurtius about $142,000,000.http://penelope.uchicago.edu/Thayer/E/Roman/Texts/Plutarch/Lives/Crassus*.html note #1. Crassus made a lot of money by buying fire-damaged properties at discount prices, repairing them using slave labor and then selling them at a profit. Plutarch, Life of Crassus, 2.3-6.

[3] Plutarch, Life of Crassus, 2.7-8.

[4] Ibid., 16.1-5, 27.4.

[5] Justin, Epitome of the Philippic History of Pompeius Trogus, Corpus Scriptorum Latinorum, trans. by John Selby Watson. 1853,http://www.forumromanum.org/literature/justin/english/index.html (accessed July 15, 2011), 42.4; Cassius Dio, Roman History, LacusCurtius, trans. by Earnest Cary. 1914, http://penelope.uchicago.edu/Thayer/E/Roman/Texts/Cassius_Dio/home.html(accessed July 15, 2011), 40.12; Plutarch, Life of Crassus, 21.7.

[6] Cassius Dio, Roman History, 40.12.

[7] Plutarch, Life of Crassus, 17.2-4; Cassius Dio, Roman History, 40.13, 20.

[8] Plutarch, Life of Crassus, 17.4-5.

[9] Cassius Dio, Roman History, 40.16; Plutarch, Life of Crassus, 21.5; Gareth Simpson, Defeat of Rome in the East: Crassus, the Parthians and the Disastrous Battle of Carrhae, 53 BC (Havertown, PA: Casemate, 2008), 120.

[10] Plutarch, Life of Crassus, 19.1-3.

[11] Cassius Dio, Roman History, 40.16; Plutarch, Life of Crassus, 18.1-2; Rose Mary Shelton,Intelligence Activities in Ancient Rome: Trust the Gods, but Verify (London: Routledge, 2007), 95.

[12] Plutarch, Life of Crassus, 18.2-4; Shelton, Intelligence Activities in Ancient Rome, 97.

[13] Plutarch, Life of Crassus, 19.3-6; Cassius Dio, Roman History, 40.17-19.

[14] Legions had 9 cohorts of 480 men each, plus a “first cohort” of 400 combat troops plus 600 non-combat support staff, for a total of 4,720 combat troops and 5,320 total men. John Wilkes, The Roman Army (Cambridge: Cambridge University Press, 1972), 33; Plutarch, Life of Crassus, 17.1, 4.

[15] Simpson, Defeat of Rome in the East, 114-115.

[16] Ibid., 115.

[17] Plutarch, Life of Crassus, 17.2.

[19] Simpson, Defeat of Rome in the East, 119.

[20] Simpson, Defeat of Rome in the East, 118-119; Cassius Dio, Roman History, 40.15; Plutarch, Life of Crassus, 21.6.

[21] Simpson, Defeat of Rome in the East, 118-119; Cassius Dio, Roman History, 40.15.

[22] Plutarch, Life of Crassus, 21.6.

[23] Ibid., 21.7.

[24] Ibid., 20.1-2.

[25] Plutarch, Life of Crassus, 21.1-22.6; Cassius Dio, Roman History, 40.19-21.

[26] Plutarch, Life of Crassus, 22.1-3.

[27] Ibid., 23.1-4.

[28] Ibid., 23.4-7.

[29] Ibid., 24.3-6.

[30] Plutarch, Life of Crassus, 25.1-12; Cassius Dio, Roman History, 40.21.

[31] Plutarch, Life of Crassus, 26.1-27.1; Cassius Dio, Roman History, 40.22-23.

[32] Cassius Dio, Roman History, 40.22.

[33] Plutarch, Life of Crassus, 27.2-8; Cassius Dio, Roman History, 40.24.

[34] Plutarch, Life of Crassus, 28.1-2; Cassius Dio, Roman History, 40.25.

[35] Plutarch, Life of Crassus, 29.1-7; Cassius Dio, Roman History, 40.25.

[36] Plutarch, Life of Crassus, 30.1-6; Cassius Dio, Roman History, 40.26.

[37] Plutarch, Life of Crassus, 30.1-31.1-7; Cassius Dio, Roman History, 40.27.

[38] Cassius Dio, Roman History, 40.27-28; Plutarch, Life of Crassus, 32.1-33.5.

[39] Plutarch, Life of Crassus, 32.7.

[40] Cassius Dio, Roman History, 40.25, 28-30; Justin, Epitome of the Philippic History of Pompeius Trogus, 40.5.

[41] Plutarch, Life of Crassus, 33.5.

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